Sheldon Katz is a registered investment advisor, based in Grafton, OH, with 27 years of industry experience.
Location
Grafton, OH
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sheldon sells fixed insurance products with various companies since 1999, dedicating a few hours per week. He also works as a financial advisor for Vantage Financial Group since October 2024, dedicating about a quarter of his time.
Employment History
Current Registrations
Cetera Wealth Services, LLC
October 2024 - Present · 1 yr 7 mos
Cetera Investment Advisers LLC
October 2024 - Present · 1 yr 7 mos
Cetera Wealth Services, LLCBroker
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Edward Jones
January 2007 - August 2024 · 17 yrs 7 mos
Edward JonesBroker
December 1998 - August 2024 · 25 yrs 8 mos
State Registrations16 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.