Roger Sloan is a CFP, ChFC-designated registered investment advisor, based in Dillon, SC, with 27 years of industry experience.
Location
108 N Macarthur Avenue, Dillon, SC, 29536
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Roger is involved in several outside business activities, including accounting/bookkeeping as President/Chief Tax Accountant and Financial Planner, and insurance sales related to Medicare and annuities. He also serves as an Elder at his church, overseeing finance matters but not making investment decisions.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
National Planning CorporationBroker
Ifg Network Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.