Steven Siegel is a registered investment advisor at Steven P. Siegel, LTD., based in Sedona, AZ, with 23 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Steven P. Siegel, Ltd. does not directly manage your investments. Instead, they recommend third-party money managers. You'll pay the money manager directly, and Steven P. Siegel, Ltd. receives a portion of that fee as a referral fee. The total fees you pay to the money manager will not exceed 3% of your portfolio annually, and usually range from 0.50% to 2.00%. Steven P. Siegel, Ltd. may receive up to 33% of the fee you pay to the money manager.
Location
Sedona, AZ
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Steven is the principal shareholder of two accounting firms since 2000 and 2008, and a sole proprietor attorney, spending nearly full-time on these activities. He is also a licensed insurance agent, dedicating a few hours per week to this investment-related activity.
Employment History
Current Registrations
Steven P. Siegel, LTD.
Previous Registrations
Oppenheimer & CO. INC.
State Registrations2 states
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