Ming Hu is a registered investment advisor, based in Charlotte, NC, with 26 years of industry experience.
Location
Charlotte, NC
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Ming works as an independent contractor and insurance agent for multiple insurance companies, including Humana, Medico Corp. Life Insurance, and United Healthcare. Ming also sells equity indexed annuities through Avantax Insurance Agency and/or Avantax Insurance Services, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
Lasalle St Securities, L.L.C.Broker
Lasalle St. Investment Advisors, L.L.C.
Wilbanks Securities, INC.Broker
Wilbanks Securities Advisory
Edward Jones
Edward JonesBroker
Harbour Investments, INC.Broker
Linsco/private Ledger CORP.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.