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Prabhvinder Kaur

Advice and Planning Services
7 Years of Experience
Charlotte, NC
1 DisclosureBroker
View SEC Summary
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Prabhvinder Kaur is a registered investment advisor at Advice and Planning Services, based in Charlotte, NC, with 7 years of industry experience. Prabhvinder is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 72,503 clients with $38B in assets under management.

Advice and Planning Services
Compensation
Fee-Only (% of Portfolio)
Firm Size
1683 advisors
Number of Clients
72,503 clients
Average Client Portfolio
$523K average
Assets Under Management
$37.9B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management

TC Services offers several managed account programs with different fee structures:

  • TIAA Personal Portfolio (TPP): 0.30% annually of the assets managed. This program is closed to new investors.
  • TIAA Portfolio Advisor (PA): Fees range from 1.15% to 0.40% annually based on a tiered schedule.
  • Private Asset Management (PAM): Fees range from 0.90% to 0.40% annually for a blended portfolio, or 0.50% to 0.15% annually for a fixed income portfolio, based on a tiered schedule. Transaction costs are additional for PAM.

TC Services may negotiate fee arrangements based on various factors. The fees for TPP and PA are inclusive of most transaction costs, while PAM has separate transaction costs.

View Full SEC Brochure

Location

8500 Andrew Carnegie Blvd., Charlotte Regional, Charlotte, NC, 28262

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History

Regulatory History (1)
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Financial
November 2019
Final
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Advice and Planning Services
March 2026 - Present · 7 mos
Tiaa-Cref Individual & Institutional Services, LLC
September 2023 - Present · 3 yrs 1 mo
Tiaa-Cref Individual & Institutional Services, LLCBroker
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
Jackson National Life Distributors, INC.Broker
November 2004 - January 2005 · 2 mos
Raymond James & Associates, INC.Broker
January 2004 - April 2004 · 3 mos
RBC Dain Rauscher INC.Broker
March 2002 - November 2003 · 1 yr 8 mos
Tucker Anthony IncorporatedBroker
July 2001 - March 2002 · 8 mos
AXA Advisors, LLCBroker
May 2000 - February 2001 · 9 mos
Tucker Anthony IncorporatedBroker
June 1999 - February 2000 · 8 mos
Salomon Smith Barney INC.Broker
March 1999 - June 1999 · 3 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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