Seth Chadwick is a registered investment advisor, based in Land O Lakes, FL, with 26 years of industry experience. Seth is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Land O Lakes, FL
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2004Denied
Employment History
Current Registrations
Compass Securities Corporation
April 2019 - Present · 7 yrs 6 mos
Compass Securities CorporationBroker
April 2019 - Present · 7 yrs 6 mos
Compass Capital Corporation
February 2019 - Present · 7 yrs 8 mos
Previous Registrations
Suntrust Advisory Services, INC.
August 2016 - February 2019 · 2 yrs 6 mos
Suntrust Investment Services, INC.
August 2012 - December 2016 · 4 yrs 4 mos
Suntrust Investment Services, INC.Broker
August 2012 - February 2019 · 6 yrs 6 mos
Bb&t Investment Services, INC.
February 2010 - August 2012 · 2 yrs 6 mos
Bb&t Investment Services, INC.Broker
February 2010 - August 2012 · 2 yrs 6 mos
Chase Investment Services CORP.
May 2009 - February 2010 · 9 mos
Chase Investment Services CORP.Broker
May 2009 - February 2010 · 9 mos
Invest Financial Corporation
February 2007 - July 2008 · 1 yr 5 mos
Invest Financial CorporationBroker
February 2007 - July 2008 · 1 yr 5 mos
Nbc Securities, INC.Broker
October 2004 - December 2006 · 2 yrs 2 mos
Invest Financial CorporationBroker
November 2002 - November 2004 · 2 yrs
Futureshare Financial LLCBroker
December 2001 - November 2002 · 11 mos
Conseco Securities, INC.Broker
April 2001 - December 2001 · 8 mos
Conseco Securities, INC.Broker
March 2001 - March 2001 · 0 mos
Invest Financial CorporationBroker
July 1999 - April 2001 · 1 yr 9 mos
Suntrust Securities, INC.Broker
December 1998 - June 1999 · 6 mos
State Registrations5 states
CAFLMTNCTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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