MG
MG

Michael Goodman

26 Years of Experience
Los Angeles, CA
Broker

Michael Goodman is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

10960 Wilshire Boulevard, Suite 2000, Los Angeles, CA, 90024

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael serves as a trustee/co-trustee for a trust since 2019. This activity requires minimal time outside of business hours.

Employment History
Current Registrations
Morgan Stanley
October 2011 - Present · 14 yrs 9 mos
Morgan StanleyBroker
September 2011 - Present · 14 yrs 10 mos
Previous Registrations
Oppenheimer & CO. INC.
February 2008 - October 2011 · 3 yrs 8 mos
Oppenheimer & CO. INC.Broker
February 2008 - October 2011 · 3 yrs 8 mos
Stone & Youngberg LLC
May 2007 - February 2008 · 9 mos
Stone & Youngberg LLCBroker
August 1999 - February 2008 · 8 yrs 6 mos
State Registrations22 states
AKAZCACOCTDCDEFLHIIDMAMDMONJNMNVNYORTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Goodman - Financial Advisor | TrueAdvisor