Melissa Spowal is a registered investment advisor at Mma Securities LLC, based in St. Louis, MO, with 27 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 8,394 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
MMA Securities offers two services through a subadviser, Empower Advisory Group (EAG):
- In-Plan Advice (Online Advice Service): This service provides online guidance and investment advice, but you implement the recommendations yourself. There is no fee charged directly to plan participants for using this service.
- MMA MyPath (Managed Account Service): This service manages your retirement account for you. Participants in this service pay an annual asset-based fee. The fee covers costs associated with providing the service, including expenses payable to EAG and other service providers. MMA Securities does not retain any portion of this fee.
Location
825 Maryville Centre Drive, Suite 200, St. Louis, MO, 63017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Melissa owns multiple rental real estate properties, dedicating minimal time to them, with her spouse managing one. She also dedicates about a quarter of her time to non-investment related business activities for MMA Agency, an affiliate of MMA Securities LLC, and serves as a board member for a nonprofit.
Employment History
Current Registrations
Mma Securities LLC
Mma Securities LLC
Mma Securities LLCBroker
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Nrp Advisors, INC.
Nrp Financial, INC.Broker
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
Windward Securities Corporation
Windward Securities CorporationBroker
Onb Investment Services, INC.Broker
Cost Containment Services, INC.Broker
Edward JonesBroker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.