Mark Cool
Mark Cool is a registered investment advisor at Split Rock Private Trading and Wealth Management LLC, based in Cloquet, MN, with 16 years of industry experience. Mark operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 998 clients with $360M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50K | 1.75% |
| $50K - $500K | 1.50% |
| $500K+ | 1.25% |
Fees are negotiable.
Fee Estimator
Location
105 Arch St, Cloquet, MN, 55720
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Mark is a co-owner of a commercial building, Vice President at Blacklist Brewing Co. (dedicating about 10-20% of his time), an Advisory Board Member at TB1Fund (dedicating minimal time), and a Finance Committee Member at Cloquet Country Club (dedicating minimal time). None of these activities appear to be insurance related.
Employment History
Current Registrations
Split Rock Private Trading and Wealth Management LLC
Previous Registrations
Ameriprise Financial Services, INC.
State Registrations2 states
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