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Brian Rogers
27 Years of Experience
Dallas, TX
1 DisclosureBroker
Brian Rogers is a registered investment advisor at Charles Schwab & CO., INC., based in Dallas, TX, with 27 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
5100 Belt Line Rd., Suite 852, Dallas, TX, 75254
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2008Settled
Employment History
Current Registrations
Charles Schwab & CO., INC.
January 2003 - Present · 23 yrs 9 mos
Charles Schwab & CO., INC.Broker
September 2002 - Present · 24 yrs 1 mo
Previous Registrations
Rushmore Securities CorporationBroker
December 1998 - August 2002 · 3 yrs 8 mos
State Registrations22 states
AKARAZCACOFLGAIAILLAMINCNMNYOKPASCTNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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