LT
LT
Lance Thompson
26 Years of Experience
Lawrence, KS
2 DisclosuresBroker
Lance Thompson is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Lawrence, KS, with 26 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B
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Location
1425 Oread West, Suite 106, Lawrence, KS, 66049
Get directionsHistory
Regulatory History (2)
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Judgment / Lien
August 2018Judgment / Lien
December 2013Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2009 - Present · 17 yrs 1 mo
Raymond James Financial Services, INC.Broker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - June 2009 · 0 mos
Morgan Stanley Smith Barney LLC
June 2009 - June 2009 · 0 mos
Citigroup Global Markets INC.
October 2002 - June 2009 · 6 yrs 8 mos
Citigroup Global Markets INC.Broker
June 1999 - June 2009 · 10 yrs
First Montauk Securities CORP.Broker
April 1999 - May 1999 · 1 mo
State Registrations15 states
AZCOCTFLGAKSMDMONCNJNYPASCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.