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DW
DW
Douglas Randal Williams
Retirement Planners of America
18 Years of Experience
1 Disclosure
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Retirement Planning
Financial Planning & Coaching
Insurance Planning
Retirement Planners of America
Compensation
Fee-Only (AUM)
Firm Size
37 advisors
Number of Clients
6,827 clients
Average Client Portfolio
$582K average
Assets Under Management
$4.0B
Fee Structure
Financial Planning:
Included in AUM fee
Investment Management
Planning
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Location
757 North Eldridge Parkway, Two Eldgridge, Suite 1250, Houston, TX, 77079
Get directions
History
Regulatory History (1)
What are disclosures?
Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations.
Learn how to evaluate them
.
Customer Dispute
April 2016
Settled
View Full SEC Report
How to Read Disclosures
Employment History
Current Registrations
Retirement Planners of America
August 2024 - Present · 1 yr 6 mos
Previous Registrations
Edward Jones
June 2007 - June 2016 · 9 yrs
Edward Jones
Broker
May 2007 - June 2016 · 9 yrs 1 mo
Jackson National Life Distributors LLC
Broker
November 2006 - May 2007 · 6 mos
Alliancebernstein L.P.
May 2005 - September 2006 · 1 yr 4 mos
Sanford C. Bernstein & CO., LLC
Broker
April 2005 - September 2006 · 1 yr 5 mos
Metlife Investors Distribution Company
Broker
December 2004 - January 2005 · 1 mo
Metlife Investors Distribution Company
Broker
February 2002 - December 2004 · 2 yrs 10 mos
American Skandia Marketing, INC.
Broker
January 1999 - February 2002 · 3 yrs 1 mo
State Registrations
1 state
TX
Advisor
Exams
No exam information available for this advisor.