James Manis is a registered investment advisor at Morgan Stanley, based in Aventura, FL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
20807 Biscayne Boulevard, 5th&6th Floor, Aventura, FL, 33180
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
January 2012 - Present · 14 yrs 4 mos
Morgan StanleyBroker
August 2011 - Present · 14 yrs 9 mos
Previous Registrations
RBC Capital Markets, LLCBroker
October 2009 - September 2011 · 1 yr 11 mos
RBC Capital Markets, LLC
October 2009 - September 2011 · 1 yr 11 mos
J. B. Hanauer & CO.
June 2003 - October 2009 · 6 yrs 4 mos
J. B. Hanauer & CO.Broker
July 2000 - October 2009 · 9 yrs 3 mos
Fms, INC.Broker
November 1999 - June 2000 · 7 mos
State Registrations25 states
ARAZCACOCTFLGAIDILINKYMAMDMNNCNJNYOHPATXVAVirgin IslandsWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.