Kenneth Rubin
Kenneth Rubin is a registered investment advisor at House Capital Advisors, LLC, based in Naples, FL, with 25 years of industry experience. Kenneth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 6 clients with $11M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
House Capital Advisors charges an annual fee based on the value of your portfolio, up to 2.0%. This fee is negotiable and depends on factors like the amount of assets managed and the services provided. Fees are typically billed monthly in arrears. You'll also incur transaction charges and brokerage fees from the broker-dealer.
Location
Naples, FL
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Regulatory History (6)
Customer Dispute
December 2016Customer Dispute
June 2014Customer Dispute
September 2013Customer Dispute
February 2013Criminal
December 1999Criminal
July 1997Employment History
Current Registrations
House Capital Advisors, LLC
Previous Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Morgan Stanley & CO., IncorporatedBroker
Morgan Stanley & CO., Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.