Stacy Spearman
Stacy Spearman is a registered investment advisor at LPL Financial LLC, based in Pontotoc, MS, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
309 Hwy 15 North, Pontotoc, MS, 38863
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Regulatory History (1)
Customer Dispute
June 2023Other Business Activities
Stacy is affiliated with Renasant Financial Services as a DBA for her LPL business since 2014. She spends no time on this activity outside of her LPL business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Pfic Securities CorporationBroker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.