SB
SB
Stephen Brock
13 Years of Experience
Lake Tahoe, NV
2 Disclosures
Stephen Brock is a registered investment advisor at Medical Funding Professionals, based in Lake Tahoe, NV, with 13 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners. Their firm serves 24 clients.
Compensation
N/A
Firm Size
1 advisor
IM Fee
Planning only
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
297 Kingsbury Grade, Suite 203, Lake Tahoe, NV, 89449-4470
Get directionsHistory
Regulatory History (2)
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Regulatory
September 2009Final
Customer Dispute
June 2009Settled
Employment History
Current Registrations
Medical Funding Professionals
March 2021 - Present · 5 yrs 2 mos
Previous Registrations
Public Company Management Corporation
December 2009 - October 2011 · 1 yr 10 mos
M&a Capital Advisers, LLCBroker
November 2005 - August 2006 · 9 mos
M&a Capital Advisers, LLCBroker
February 2004 - September 2005 · 1 yr 7 mos
Nevwest Securities CorporationBroker
August 2003 - August 2003 · 0 mos
Gopublictoday.com, INC
May 2001 - December 2007 · 6 yrs 7 mos
State Registrations1 state
NV
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.