Douglas Shrieve
Douglas Shrieve is a registered investment advisor at Gimbal Financial, LLC, based in Carmel, IN, with 26 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 388 clients with $290M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1000K | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.90% |
| $5M+ | 0.90% |
Fees can be negotiated between Gimbal and the client for accounts over $5,000,000.
Fee Estimator
Location
620 N. Rangeline Road, Carmel, IN, 46032
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2002Other Business ActivitiesSells Insurance
Douglas is involved in several business activities, including selling life insurance through Rushing Financial, dedicating minimal time to it. He also provides investment advisory services through Gimbal Financial, LLC, spending about a quarter of his time on this activity.
Employment History
Current Registrations
Gimbal Financial, LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
City Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.