Mark Guajardo is a registered investment advisor, based in Belton, TX, with 21 years of industry experience.
Location
204 N. Penelope Street, Suite A, Belton, TX, 76513
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Mark is an Operations Manager/Branch Manager delegate for Oak Crest Advisors, LLC since 2020. This takes about half of his time and occurs during trading hours.
Employment History
Current Registrations
Raymond James Financial Services, INC.
July 2020 - Present · 6 yrs
Raymond James Financial Services Advisors, INC
July 2020 - Present · 6 yrs
Raymond James Financial Services, INC.Broker
July 2020 - Present · 6 yrs
Previous Registrations
Frost Investment Services
February 2017 - June 2020 · 3 yrs 4 mos
Frost Brokerage Services, INC.Broker
April 2016 - June 2020 · 4 yrs 2 mos
Investment Professionals, INC.
June 2015 - March 2016 · 9 mos
Investment Professionals, INC.Broker
June 2015 - March 2016 · 9 mos
Capital City Securities, LLCBroker
July 2014 - June 2015 · 11 mos
Deeproot Wealth Advisors, LLC
March 2014 - June 2015 · 1 yr 3 mos
USAA Investment Management CompanyBroker
October 2011 - September 2013 · 1 yr 11 mos
USAA Investment Management Company
March 2010 - September 2013 · 3 yrs 6 mos
USAA Financial Advisors, INC.Broker
February 2010 - October 2011 · 1 yr 8 mos
T. Rowe Price Advisory Services, INC.
March 2007 - August 2009 · 2 yrs 5 mos
T. Rowe Price Investment Services, INC.Broker
January 2007 - August 2009 · 2 yrs 7 mos
Charles Schwab & CO., INC.Broker
November 2000 - October 2002 · 1 yr 11 mos
Citicorp Investment ServicesBroker
January 1999 - March 2000 · 1 yr 2 mos
State Registrations50 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.