CA
CA

Craig Authement

26 Years of Experience
Gonzales, LA
BrokerSells Insurance

Craig Authement is a registered investment advisor at LPL Financial LLC, based in Gonzales, LA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

203 N. Bryan Ave Ste. B, Gonzales, LA, 70737

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Craig operates Authement Financial, LLC and Align Wealth Partners as DBAs for his LPL business. He also contracts with life insurance, LTC insurance, and fixed annuity carriers, and owns an LLC that operates a "sno-ball" truck; he spends minimal time on each of these activities. Craig also spends about 10-20% of his time as a distributor for Nitrovend, selling nitrogen generators.

Employment History
Current Registrations
LPL Financial LLC
August 2006 - Present · 19 yrs 9 mos
LPL Financial LLC
August 2006 - Present · 19 yrs 9 mos
LPL Financial LLCBroker
August 2006 - Present · 19 yrs 9 mos
Previous Registrations
Edward JonesBroker
April 1999 - August 2006 · 7 yrs 4 mos
Quest Capital Strategies, INC.Broker
March 1999 - May 1999 · 2 mos
State Registrations9 states
ALCOFLGALAMDNCSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.