David Mattern is a registered investment advisor at Mattern Wealth Management LLC, based in Lawrence, KS, with 27 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Financial Planning & Coaching, Investment Management, and 1 more. Their firm serves 595 clients with $530M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mattern Wealth Management's (MWM) annual fee for investment management services is based on a percentage of the assets they manage. The maximum fee is 1.25% per year, but the specific fee is determined by the size and complexity of your accounts, the services required, any negotiated fees, and historical fee schedules. Fees are typically tiered, with different rates applied to different ranges of your portfolio balance. Individual accounts for immediate family members may be aggregated for fee calculation. Advisory fees apply to cash balances unless otherwise negotiated.
Location
1811 Wakarusa Drive, Suite 103, Lawrence, KS, 66047
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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David owns Whiskey Flats, LLC, a farm and rental income business, and spends minimal time negotiating crop share and rental agreements. David also owns Mattern Real Estate Holdings LLC, a real estate investment property, and spends a few hours per week collecting rent, handling repairs/maintenance, and managing leasing agreements.
Employment History
Current Registrations
Mattern Wealth Management LLC
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
A. G. Edwards & Sons, INC.
A. G. Edwards & Sons, INC.Broker
Edward JonesBroker
State Registrations1 state
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