Rodney Dooley
Rodney Dooley is a registered investment advisor at LPL Financial LLC, based in Lexington, SC, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
330 West Main Street, Lexington, SC, 29072
Get directionsHistory
Regulatory History (1)
Customer Dispute
October 2004Other Business Activities
Rodney is a business owner of Saxe Gotha Properties, Inc. and Carolina Bay, LLC, spending minimal time and about 10-20% of his time, respectively. He also works at Dooley and Company, a CPA firm, dedicating about 60% of his time to this role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisor Networks LLCBroker
Cetera Advisor Networks LLC
Walnut Street Securities, INC.
Carolina Wealth Management, LLC
Walnut Street Securities, INC.
Walnut Street Advisers INC
Walnut Street Securities, INC.Broker
H.D. Vest Investment Securities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.