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Marvel Rotness

Wells Fargo Advisors
27 Years of Experience
Marysville, WA
2 DisclosuresBroker
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Marvel Rotness is a registered investment advisor at Wells Fargo Advisors, based in Marysville, WA, with 27 years of industry experience. Marvel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

10010 Shoultes Rd, Marysville, WA, 98270

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
October 2009
Customer Dispute
July 2008
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
January 2023 - Present · 3 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
January 2023 - Present · 3 yrs 9 mos
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - January 2023 · 10 yrs 3 mos
J.P. Morgan Securities LLCBroker
October 2012 - January 2023 · 10 yrs 3 mos
Chase Investment Services CORP.
August 2010 - October 2012 · 2 yrs 2 mos
Chase Investment Services CORP.Broker
August 2010 - October 2012 · 2 yrs 2 mos
Metlife Securities INC.
March 2010 - August 2010 · 5 mos
Metlife Securities INC.Broker
March 2010 - August 2010 · 5 mos
U.S. Bancorp Investments, INC.
February 2006 - October 2009 · 3 yrs 8 mos
U.S. Bancorp Investments, INC.
February 2006 - February 2006 · 0 mos
U.S. Bancorp Investments, INC.Broker
March 2002 - October 2009 · 7 yrs 7 mos
Banc of America Investment Services, INC.Broker
July 1999 - March 2002 · 2 yrs 8 mos
Ba Investment Services, INC.Broker
January 1999 - July 1999 · 6 mos
State Registrations4 states
AZCONCWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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