Dev Shah is a registered investment advisor at Blackrock Financial Management, INC, based in Smryna, GA, with 24 years of industry experience. Dev operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,309 clients with $1300B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
36 advisors
IM Fee
Planning only
Assets Under Management
$1327.9B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

Loading...

Location

Smryna, GA

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Blackrock Financial Management, INC
May 2012 - Present · 13 yrs 11 mos
Blackrock Investments, LLC
March 2012 - Present · 14 yrs 1 mo
Blackrock Investments, LLCBroker
March 2012 - Present · 14 yrs 1 mo
Previous Registrations
Riversource Investments
February 2009 - June 2009 · 4 mos
Riversource Fund Distributors, INC.Broker
January 2009 - May 2009 · 4 mos
Riversource Distributors, INC.Broker
June 2007 - January 2009 · 1 yr 7 mos
Rydex Distributors, INC.Broker
April 2002 - May 2007 · 5 yrs 1 mo
Morgan Stanley Dw INC.Broker
July 1999 - April 2002 · 2 yrs 9 mos
Nylife Securities INC.Broker
December 1998 - May 1999 · 5 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.