JD
JD

Joseph Dimauro

24 Years of Experience
Grosse Pointe, MI
1 DisclosureBroker

Joseph Dimauro is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Grosse Pointe, MI, with 24 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

17000 Kercheval Ave, Grosse Pointe, MI, 48230

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History

Regulatory History (1)
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Judgment / Lien
February 2021
Other Business Activities

Joseph teaches finance courses at Wayne State University's Ilitch School of Business, dedicating about 10-20% of his time. He also serves as an advisory board member for the Children's Hospital of Michigan Foundation, spending minimal time on this activity.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2017 - Present · 8 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2017 - Present · 8 yrs 10 mos
Previous Registrations
Northern Trust Securities, INC.Broker
January 2012 - February 2016 · 4 yrs 1 mo
Fsc Securities CorporationBroker
December 2009 - June 2011 · 1 yr 6 mos
Alliancebernstein Investments, INC.Broker
February 2007 - March 2009 · 2 yrs 1 mo
Mfs Fund Distributors, INC.Broker
March 2006 - February 2007 · 11 mos
Oppenheimerfunds Distributor, INC.Broker
January 1999 - March 2006 · 7 yrs 2 mos
State Registrations12 states
CACOCTDEFLMIMNMTNCNJTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.