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Thomas Roche

27 Years of Experience
Cranford, NJ
Broker

Thomas Roche is a registered investment advisor, based in Cranford, NJ, with 27 years of industry experience.

Location

20 Commerce Drive, Suite 301, Cranford, NJ, 07016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Thomas is a co-trustee for the Ralph Merrill Disclaimer Trust and a trustee for the Elaine Andersen Trust, performing administrative functions and managing accounts. He is also a partner at PKFO'Connor Davies LLP, an accounting firm, dedicating full-time hours to accounting and consulting services.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Previous Registrations
Avantax Investment Services, INC.Broker
October 2019 - September 2025 · 5 yrs 11 mos
Avantax Advisory Services
October 2019 - September 2025 · 5 yrs 11 mos
1st Global Advisors INC
March 2006 - October 2019 · 13 yrs 7 mos
1st Global Capital CORP.Broker
February 1999 - October 2019 · 20 yrs 8 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Roche - Financial Advisor | TrueAdvisor