Thomas Dunn
Thomas Dunn is a registered investment advisor at Private Advisor Group, LLC, based in Brownsville, TX, with 27 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 142,225 clients with $44B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual fee is 2.00%, negotiable based on assets, account composition, and complexity.
Fee Estimator
Location
125 Sunset Dr, Brownsville, TX, 78520
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2002Other Business ActivitiesSells Insurance
Thomas is involved in several business activities, including Al Chile LLC (for tax/investment purposes), Clearpoint Advisors LLC (DBA for LPL business), and ClearPoint Capital (business entity for tax/investment purposes). He also spends minimal time on ClearPoint Insurance and dedicates full-time hours to providing investment advisory services through Private Advisor Group.
Employment History
Current Registrations
Private Advisor Group, LLC
LPL Financial LLCBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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