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Amy Dieteman

Summit Financial, LLC
27 Years of Experience
Parsippany, NJ
BrokerSells Insurance
View SEC Summary
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Amy Dieteman is a registered investment advisor at Summit Financial, LLC, based in Parsippany, NJ, with 27 years of industry experience. Amy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 18,393 clients with $26B in assets under management.

Summit Financial, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
232 advisors
Number of Clients
18,393 clients
Average Client Portfolio
$1.4M average
Assets Under Management
$26.3B

Fee Structure

Minimum Investment:$100K

Summit Financial offers various investment management programs. Financial advisors set their own advisory fees, but the maximum advisory fee for all programs is 1.50%. Clients in certain programs may also pay a program fee. Clients invested in the Tax-Deferred Strategies Portfolios are charged a monthly platform fee of $20/month by Nationwide, plus a "Low Cost Fund Platform Fee" up to 0.35% annually. Fees are negotiable.

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Location

4 Campus Drive, Parsippany, NJ, 07054

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Amy is an Investment Advisor Representative (IAR) with Summit Financial Resources since 2018, dedicating full-time hours to providing financial advice. She is also an insurance agent with Summit Risk Management, selling fixed insurance products, dedicating about 10-20% of her time.

Employment History
Current Registrations
Summit Financial, LLC
December 2018 - Present · 7 yrs 10 mos
Purshe Kaplan Sterling InvestmentsBroker
September 2018 - Present · 8 yrs 1 mo
Previous Registrations
Summit Financial Resources INC
December 2016 - September 2018 · 1 yr 9 mos
Summit Equities INC
June 2002 - December 2018 · 16 yrs 6 mos
Summit Equities, INC.Broker
January 1999 - September 2018 · 19 yrs 8 mos
State Registrations2 states
GANJ
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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