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Todd Haynes

24 Years of Experience
Leawood, KS
1 DisclosureBroker

Todd Haynes is a registered investment advisor at RBC Capital Markets, LLC, based in Leawood, KS, with 24 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Estate Planning, Investment Management, Retirement Planning. Their firm serves 283,910 clients with $310B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3777 advisors
IM Fee
Planning only
Assets Under Management
$310.4B

Fee Structure

RBC Financial Planning services are offered for a one-time fee, providing a personalized analysis and written advice to help you assess your financial situation and your ability to pursue specific financial goals. Fees are negotiated within a range of $1,000 to $20,000, but in certain cases a fee higher than $20,000 may be negotiated.

One-Time Plan:$1,000 - $20,000
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Location

4001 W. 114th St, Suite 200, Leawood, KS, 66211-2604

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History

Regulatory History (1)
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Customer Dispute
July 2006
Denied
Other Business Activities

Todd owns rental homes through Haynes Housing Solutions, LLC, dedicating minimal time. He also participates in nominating and scholarship committees for non-profit organizations, spending minimal time on these activities.

Employment History
Current Registrations
RBC Capital Markets, LLC
October 2012 - Present · 13 yrs 7 mos
RBC Capital Markets, LLCBroker
October 2012 - Present · 13 yrs 7 mos
RBC Capital Markets, LLC
October 2012 - Present · 13 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
October 2009 - October 2012 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2009 - October 2012 · 3 yrs
Banc of America Investment Services, INC.
August 2005 - October 2009 · 4 yrs 2 mos
Banc of America Investment Services, INC.Broker
August 2005 - October 2009 · 4 yrs 2 mos
Morgan Stanley
April 2002 - August 2005 · 3 yrs 4 mos
Morgan Stanley Dw INC.Broker
February 2002 - August 2005 · 3 yrs 6 mos
State Registrations26 states
ARAZCACOCTDCFLHIIAIDILINKSLAMDMNMONCNVOHSCSDTNTXVAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.