John Shall
John Shall is a registered investment advisor at Cetera Investment Advisers LLC, based in Staten Island, NY, with 27 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
1675 Richmond Road, Staten Island, NY, 10304
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
John is involved in a variety of activities, including consulting for the NYS Supreme Court, serving as treasurer for a political action committee, and holding board positions at healthcare organizations. He also sells equity index and fixed indexed annuities, dedicating minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Capital CORP.Broker
Signator Investors, INC.Broker
State Registrations12 states
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