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John Schaars is a registered investment advisor at Cetera Investment Advisers LLC, based in Suwanee, GA, with 21 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
3621 Peachtree Parkway, Suwanee, GA, 30024
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2016 - Present · 10 yrs
Cetera Investment Services LLCBroker
October 2015 - Present · 10 yrs 11 mos
Previous Registrations
Questar Capital CorporationBroker
February 2014 - June 2015 · 1 yr 4 mos
Transamerica Financial Advisors, INCBroker
November 2013 - January 2014 · 2 mos
World Group Securities, INC.Broker
March 2011 - November 2011 · 8 mos
Hartford Equity Sales Company INC.Broker
June 2008 - May 2009 · 11 mos
Touchstone Securities, INC.Broker
March 2006 - May 2008 · 2 yrs 2 mos
Wm Financial Services, INC.Broker
June 2004 - January 2005 · 7 mos
Wm Financial Services, INC.
June 2004 - January 2005 · 7 mos
Guaranty Brokerage Services, INC.Broker
July 2001 - February 2004 · 2 yrs 7 mos
Capital Brokerage CorporationBroker
February 2000 - July 2001 · 1 yr 5 mos
Dean Witter Reynolds INC.Broker
January 1999 - December 1999 · 11 mos
State Registrations8 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.