Dwayne Vick
Dwayne Vick is a registered investment advisor at Hornor, Townsend & Kent, LLC, based in Brentwood, TN, with 23 years of industry experience. Dwayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Retirement Planning. Their firm serves 31,522 clients with $7.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
HTK offers investment advisory services through third-party asset managers (TPAMs). When HTK and its advisors act as co-advisors, they may receive a portion of the advisory fee charged by the TPAM. In some cases, the advisor may add a fee to the TPAM fee for certain advisory services. HTK charges up to 1.5% of the client's account value, not including manager fees and other charges associated with the TPAM program.
Location
9020 Overlook Circle, Suite 300, Brentwood, TN, 37027
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Dwayne works as a life insurance agent for 1847Financial, providing sales and services for Penn Mutual Life Insurance Company and assisting other producers. He also sells life insurance to clients of Churchill Mortgage Company and works part-time in retail sales at Peter Millar Clothing Store.
Employment History
Current Registrations
Hornor, Townsend & Kent, LLC
Hornor, Townsend & Kent, LLCBroker
Previous Registrations
Park Avenue Securities LLC
Park Avenue Securities LLCBroker
Fifth Third Securities, INC.Broker
Park Avenue Securities LLCBroker
Pfic Securities CorporationBroker
Firstar Investment Services,inc.Broker
First Union Securities, INC.Broker
First Union Brokerage Services, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.