Daniel Warren
Daniel Warren is a registered investment advisor at LPL Financial LLC, based in Westlake Village, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2555 Townsgate Rd Ste 300, Ste. 300, Westlake Village, CA, 91361
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
June 2010Other Business ActivitiesSells Insurance
Daniel uses The Warren Group Wealth Management, Inc. as a DBA for securities business. He also engages in insurance sales through WG Insurance Services.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Western International Securities
Western International Securities, INC.Broker
LPL Financial CorporationBroker
LPL Financial Corporation
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.