Romonie Permaul is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 25 years of industry experience. Romonie operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
1290 Avenue of the Americas, New York, NY, 10104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
September 2018 - Present · 8 yrs
Neuberger Berman Bd LLC
September 2018 - Present · 8 yrs
Neuberger Berman Bd LLCBroker
September 2018 - Present · 8 yrs
Previous Registrations
RBC Capital Markets, LLC
September 2017 - September 2018 · 1 yr
RBC Capital Markets, LLCBroker
February 2017 - September 2018 · 1 yr 7 mos
Stifel, Nicolaus & Company, IncorporatedBroker
December 2015 - December 2016 · 1 yr
Barclays Capital INC.Broker
September 2008 - December 2015 · 7 yrs 3 mos
Lehman Brothers INC.Broker
September 2001 - September 2008 · 7 yrs
Prudential Securities IncorporatedBroker
August 2000 - June 2001 · 10 mos
TD Waterhouse Investor Services, INC.Broker
November 1999 - September 2000 · 10 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.