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CFP

Cindy Cornette

Ameriprise Financial Services, LLC
27 Years of Experience
Montgomery, AL
6 DisclosuresBroker
View SEC Summary
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Cindy Cornette is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Montgomery, AL, with 27 years of industry experience. Cindy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2835 Zelda Rd Ste 7 & 8, Montgomery, AL, 36106

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2013
Denied
Customer Dispute
October 2010
Denied
Customer Dispute
June 2010
Settled
Customer Dispute
November 2009
Settled
Customer Dispute
June 2008
Denied
Customer Dispute
November 2005
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Cindy serves as Treasurer for Cornette (since 2021 and 2023) and as a board member for Cornette (since 2024), dedicating minimal time to each role. Cindy is also the Vice President for the Wynlakes Women's Association, responsible for planning speakers at events and luncheons, spending minimal time on this activity as well.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
November 2019 - Present · 6 yrs 11 mos
Ameriprise Financial Services, LLC
October 2019 - Present · 7 yrs
Ameriprise Financial Services, LLCBroker
October 2019 - Present · 7 yrs
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
April 2012 - June 2019 · 7 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
April 2012 - June 2019 · 7 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2009 - May 2012 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2009 - May 2012 · 3 yrs
Ameriprise Financial Services, INC.
March 2004 - June 2009 · 5 yrs 3 mos
Ameriprise Financial Services, INC.Broker
March 1999 - June 2009 · 10 yrs 3 mos
Ids Life Insurance CompanyBroker
March 1999 - July 2006 · 7 yrs 4 mos
State Registrations16 states
ALAZCADCFLGAHIKYLAMSNCPASCTNTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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