Cindy Cornette
Cindy Cornette is a CFP-designated registered investment advisor at Ameriprise Financial Services, LLC, based in Montgomery, AL, with 26 years of industry experience. Cindy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
2835 Zelda Rd Ste 7 & 8, Montgomery, AL, 36106
Get directionsHistory
Regulatory History (6)
Customer Dispute
April 2013Customer Dispute
October 2010Customer Dispute
June 2010Customer Dispute
November 2009Customer Dispute
June 2008Customer Dispute
November 2005Other Business Activities
Cindy serves as Treasurer for Cornette (since 2021 and 2023) and as a board member for Cornette (since 2024), dedicating minimal time to each role. Cindy is also the Vice President for the Wynlakes Women's Association, responsible for planning speakers at events and luncheons, spending minimal time on this activity as well.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Wells Fargo Advisors Financial Network, LLC
Wells Fargo Advisors Financial Network, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.