Tuan Leach
Tuan Leach is a registered investment advisor at LPL Financial LLC, based in Lafayette, LA, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
140 Rue Beauregard Unit A, Lafayette, LA, 70508
Get directionsHistory
Regulatory History (2)
Customer Dispute
August 2014Customer Dispute
January 2009Other Business ActivitiesSells Insurance
Tuan operates Peak Wealth Management as a DBA for his LPL business and Peak Insurance Agency, LLC, selling fixed insurance products and life insurance. He also owns Lauer and Leach LLC, Peak Realty LLC (which leases to Peak Wealth Management), and TRL Holdings LLC dba Pack N Stack, dedicating minimal time to each.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Banc One Securities Corporation
Banc One Securities CorporationBroker
Royal Alliance Associates, INC.Broker
Banc One Securities Corporation
Banc One Securities CorporationBroker
Prudential Securities Incorporated
Prudential Securities IncorporatedBroker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.