Joshua Rogers
Joshua Rogers is a registered investment advisor at Arete Wealth Advisors, LLC, based in Chicago, IL, with 26 years of industry experience. Joshua operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 5,426 clients with $2.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $249K | 3.00% |
| $249K - $750K | 2.50% |
| $750K - $1.5M | 2.00% |
| $1.5M - $5.0M | 1.75% |
| $5M+ | 1.50% |
Fees are negotiable. A $50,000 initial minimum account balance is generally required, but may be waived.
Fee Estimator
Location
1115 W Fulton Market, 3rd Floor, Chicago, IL, 60607
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Joshua is the CEO and Chairman of the Board of Arete Wealth Inc., a holding company for financial services companies. He also holds various positions in other companies, including Arete Wealth Advisors, LLC, Arete Insurance Agency, LLC, Arete Consulting, LLC, Green LLC, JRC Veg LLC, Vieste Group LLC, Arete Growth Partners LLC, Windy City Crypto LLC, AREH II LLC, and Arete Shield Insurance Company Inc., and Night Radio Film, Inc.
Employment History
Current Registrations
Arete Wealth Advisors, LLC
Arete Wealth Management, LLCBroker
Previous Registrations
Center Street Securities, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
Weatherly Securities CorporationBroker
Prime Charter LTD.Broker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.