Linda Bauer is a registered investment advisor at LPL Financial LLC, based in Seminole, FL, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Seminole, FL
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Linda operates under two DBAs for her LPL business: Viceroy Wealth Counsel since 2012 and Uplevel Financial Services since 2020, dedicating about half of her time to the latter. She also works as a support coach for Emergency Support Providers, spending minimal time on this non-investment related role.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ultimus Fund Distributors, LLCBroker
Fidelity Brokerage Services LLCBroker
State Registrations4 states
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