Roy Nazaroff is a registered investment advisor at LPL Financial LLC, based in Totowa, NJ, with 25 years of industry experience. Roy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
999 Riverview Dr Ste 201, Totowa, NJ, 07512
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2021Other Business Activities
Roy operates under the DBA Financial Resources Group in Warwick, NY, since 2010.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Ifmg Securities, INC.Broker
New Horizons Asset Management Group, LLCBroker
Pruco Securities CorporationBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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