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Michael Esposito

26 Years of Experience
Fairfield, NJ
1 DisclosureBrokerSells Insurance

Michael Esposito is a registered investment advisor at Cetera Investment Advisers LLC, based in Fairfield, NJ, with 26 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

75 Lane Road, Suit 203, Fairfield, NJ, 07004

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History

Regulatory History (1)
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Customer Dispute
May 2022
Denied
Other Business ActivitiesSells Insurance

Michael is a financial advisor for Professional Economic Growth Group, offering approved investments and life insurance products, dedicating full-time hours. He also works as an insurance agent selling fixed insurance products with various companies, dedicating a few hours per week.

Employment History
Current Registrations
Cetera Investment Advisers LLC
February 2025 - Present · 1 yr 3 mos
Cetera Wealth Services, LLCBroker
February 2025 - Present · 1 yr 3 mos
Previous Registrations
Osaic Wealth, INC.Broker
June 2024 - February 2025 · 8 mos
Osaic Wealth, INC.
June 2024 - February 2025 · 8 mos
Securities America Advisors, INC.
January 2019 - June 2024 · 5 yrs 5 mos
Securities America, INC.Broker
December 2017 - June 2024 · 6 yrs 6 mos
Hornor, Townsend & Kent, INC.Broker
January 2002 - January 2017 · 15 yrs
1717 Capital Management CompanyBroker
December 1998 - January 2002 · 3 yrs 1 mo
State Registrations4 states
FLNJNYTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.