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Douglas Riedl

26 Years of Experience
Lena, IL
1 DisclosureBroker

Douglas Riedl is a registered investment advisor at Cetera Investment Advisers LLC, based in Lena, IL, with 26 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

102 West Main Street, Lena, IL, 61048

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History

Regulatory History (1)
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Customer Dispute
April 2011
Denied
Other Business Activities

Douglas provides technical advising on computer-related issues and some clerical work for Tower Financial Group Ltd on an as-needed basis. He also serves as an Assistant Trust Officer at Citizens State Bank and is the Banquet Chairman for Pheasants Forever.

Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2017 - Present · 9 yrs 1 mo
Cetera Investment Services LLCBroker
February 2000 - Present · 26 yrs 7 mos
Previous Registrations
Park Avenue Securities LLCBroker
January 2000 - February 2000 · 1 mo
State Registrations12 states
ALAZCOFLIAILKSMONCNYTXWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.