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Michelle Martin

Commonwealth Financial Network
27 Years of Experience
Rhinebeck, NY
1 DisclosureMay Earn CommissionSells Insurance
View SEC Summary
View SEC Summary

Michelle Martin is a registered investment advisor at Commonwealth Financial Network, based in Rhinebeck, NY, with 27 years of industry experience. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 10 more. Their firm serves 360,488 clients with $210B in assets under management.

Commonwealth Financial Network
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2904 advisors
Number of Clients
360,488 clients
Average Client Portfolio
$590K average
Assets Under Management
$212.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Minimum Annual Fee:$600
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $750K2.25%
$750K - $1.0M2.00%
$1.0M - $2.0M1.75%
$2M+1.50%

Fees are negotiable. Schedule represents maximum allowable annual management fees for PPS Custom programs. Other programs like PPS Select and PPS Direct have separate advisor and program fee schedules.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

108 Montgomery St., Rhinebeck, NY, 12572

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2010
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Michelle sells fixed insurance, dedicating about 10% of her time. She is also the president and owner of RiverStone Wealth Management, spending nearly all of her time on this. Finally, Michelle owns Maples Homestead, LLC, a real estate holding company, spending about 10% of her time on this.

Employment History
Current Registrations
Commonwealth Financial Network
June 2021 - Present · 5 yrs 4 mos
Previous Registrations
Commonwealth Financial NetworkBroker
February 2012 - December 2023 · 11 yrs 10 mos
Morgan Stanley Smith BarneyBroker
June 2009 - February 2012 · 2 yrs 8 mos
Citigroup Global Markets INC.Broker
December 2000 - June 2009 · 8 yrs 6 mos
American Express Financial Advisors INC.Broker
January 1999 - March 2001 · 2 yrs 2 mos
Ids Life Insurance CompanyBroker
January 1999 - March 2001 · 2 yrs 2 mos
State Registrations2 states
NYTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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