Nicole Rudd is a registered investment advisor at Morgan Stanley, based in Alpharetta, GA, with 27 years of industry experience. Nicole is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
2400 Lakeview Parkway Suite 300, Alpharetta, GA, 30009
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2016Customer Dispute
November 2002Other Business Activities
Nicole is an assistant lacrosse coach for both Oglethorpe University and Cambridge High School, dedicating time during the spring season. She is also the Board President for BrewAble LLC, a non-profit, spending about a quarter of her time on this role.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Fifth Third Securities, INC.
Fifth Third Securities, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations44 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Harris KirschnerMorgan Stanley
- Raymond HarrisonMorgan Stanley
- Scott McquilkenMorgan Stanley
- Jeff DearMorgan Stanley
- Stephen MaloneMorgan Stanley
- Ryan ZielinskiMorgan Stanley