Wayne Gifford is a registered investment advisor at Financial Spectrum INC., based in Abington, PA, with 26 years of industry experience. Wayne operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 17 clients with $5.6M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 0.68% |
Fee Estimator
Location
Abington, PA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Wayne is a shareholder partner at Gifford & Uslin PC CPA's, providing accounting, bookkeeping, tax, and computer system consulting services since 1999. He dedicates about half of his time to this business, with about a quarter of his time spent during securities trading hours.
Employment History
Current Registrations
Financial Spectrum INC.
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.