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JM
CFP
JM
CFP

James Mangam

LPL Financial LLC
52 Years of Experience
Oradell, NJ
BrokerSells Insurance
View SEC Summary
View SEC Summary

James Mangam is a CFP-designated registered investment advisor at LPL Financial LLC, based in Oradell, NJ, with 52 years of industry experience. James is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

800 Kinderkamack Rd, Ste 200 S, Oradell, NJ, 07649

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

James operates The Mangam Agency, an insurance agency, and sells various insurance products, dedicating minimal time to each. He also works full-time on his LPL business and spends minimal time as an artist/musician.

Employment History
Current Registrations
LPL Financial LLC
September 2023 - Present · 3 yrs 1 mo
LPL Financial LLCBroker
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
Cadaret Grant & CO INC
May 2013 - September 2023 · 10 yrs 4 mos
Cadaret Grant & CO INC
November 2009 - July 2011 · 1 yr 8 mos
Cadaret, Grant & CO., INC.Broker
September 1982 - September 2023 · 41 yrs
Independent Financial Planners CorporationBroker
March 1981 - December 1982 · 1 yr 9 mos
Metropolitan Life Insurance CompanyBroker
April 1973 - February 1980 · 6 yrs 10 mos
State Registrations17 states
ALCACOCTFLILMAMDNCNJNYORPATXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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