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Brian Anthony Ruane

18 Years of Experience
Broker
Areas of Practice
Investment ManagementHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
14 advisors
Number of Clients
95,863 clients
Average Client Portfolio
$250K average
Assets Under Management
$24.0B

Fee Structure

Financial Planning:Investment management only
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $50.0M0.50%
$50.0M - $100.0M0.40%
$100M+0.30%
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

One Pershing Plaza, Jersey City, NJ, 07399

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brian is a director at Promontory Interfinancial Network, attending meetings a few hours per week. He also owns MRR Design, a decorative accessories business, dedicating minimal time outside of trading hours.

Employment History
Current Registrations
Bny Advisors
August 2016 - Present · 9 yrs 6 mos
Pershing LLCBroker
November 2012 - Present · 13 yrs 3 mos
Pershing LLC
November 2012 - Present · 13 yrs 3 mos
Previous Registrations
Pershing LLCBroker
March 2005 - December 2007 · 2 yrs 9 mos
Bny Clearing Services LLCBroker
March 2001 - January 2004 · 2 yrs 10 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
Exams
No exam information available for this advisor.