Ami Shah is a registered investment advisor at Sterling Capital Management LLC, based in Charlotte, NC, with 25 years of industry experience. Ami is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 3,508 clients with $69B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.00% |
| $5.0M - $15.0M | 0.75% |
| $15.0M - $25.0M | 0.65% |
| $25M+ | 0.50% |
Rates shown reflect family office and foundation equity schedule. Different strategies and client types have separate fee schedules.
Fee Estimator
Location
4350 Congress Street, Suite 1000, Charlotte, NC, 28209
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Ami works as an Executive Director at Sterling Capital Management LLC, focusing on intermediary platform sales and national accounts, dedicating full-time hours to this role. Ami also serves as a Board Member for the Montgomery Children Advocacy Project, a charitable organization, spending minimal time each month assisting with awareness and fundraising.
Employment History
Current Registrations
Sterling Capital Management LLC
Sterling Capital Distributors, LLC
Sterling Capital Distributors, LLCBroker
Previous Registrations
Advisors Asset Management, INC.Broker
Advisors Asset Management, INC.
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Prudential Investment Management Services LLCBroker
Waddell & Reed, INC.
Ivy Funds Distributor, INC.Broker
Waddell & Reed, INC.Broker
Jpmorgan Distribution Services, INC.Broker
Jpmorgan Asset Management
Cam North America, LLC
Legg Mason Investor Services, LLCBroker
Citigroup Global Markets INC.
Citigroup Global Markets INC.Broker
Jpmorgan Fleming Asset Management
Jpmorgan Fleming Asset Management
J.P. Morgan Institutional Investments INC.Broker
Salomon Smith Barney INC.Broker
Ids Life Insurance CompanyBroker
American Express Financial Advisors INC.Broker
State Registrations53 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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