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Sean O'sullivan

26 Years of Experience
Barnegat, NJ
Broker

Sean O'sullivan is a registered investment advisor at Wells Fargo Advisors, based in Barnegat, NJ, with 26 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

770 Lighthouse Dr Ste 152-B, [Satellite], Barnegat, NJ, 08005

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Sean has 100% ownership of Mindful Investing LLC, dedicating full-time hours to it. He also holds power of attorney for his parents, which requires minimal time.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
March 2024 - Present · 2 yrs 4 mos
Wells Fargo Advisors
March 2024 - Present · 2 yrs 4 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2009 - March 2024 · 14 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
October 2000 - March 2024 · 23 yrs 5 mos
First Union Brokerage Services, INC.Broker
May 1999 - October 2000 · 1 yr 5 mos
State Registrations14 states
AKCADEFLINMTNCNJNYPASCTXVAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Sean O'sullivan - Financial Advisor | TrueAdvisor