DA
DA

Donald Abaunza

26 Years of Experience
Harvey, LA
2 DisclosuresBroker

Donald Abaunza is a registered investment advisor, based in Harvey, LA, with 26 years of industry experience.

Location

1855 Manhattan Blvd, Harvey, LA, 70058

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2026
Settled
Customer Dispute
November 2010
Denied
Other Business Activities

Donald is a board member for De La Salle High School, reviewing policies and procedures, dedicating minimal time. Donald also owns HBR Properties LLC, a rental property business.

Employment History
Current Registrations
Cetera Investment Services LLCBroker
August 2022 - Present · 4 yrs 1 mo
Cetera Investment Advisers LLC
August 2022 - Present · 4 yrs 1 mo
Previous Registrations
Hancock Whitney Investment Services INC.
February 2012 - August 2022 · 10 yrs 6 mos
Hancock Whitney Investment Services INC.Broker
February 2012 - August 2022 · 10 yrs 6 mos
Primevest Financial Services, INC.Broker
September 2009 - February 2012 · 2 yrs 5 mos
Primevest Financial Services, INC.
September 2009 - February 2012 · 2 yrs 5 mos
Morgan Keegan & Company, INC.Broker
February 2007 - September 2009 · 2 yrs 7 mos
Morgan Keegan & Company, INC.
February 2007 - September 2009 · 2 yrs 7 mos
Amsouth Investment Management Company LLC
May 2005 - February 2007 · 1 yr 9 mos
Amsouth Investment Services, INC.Broker
March 2004 - February 2007 · 2 yrs 11 mos
Hibernia Investments, L.L.C.Broker
February 2002 - March 2004 · 2 yrs 1 mo
Morgan Keegan & Company, INC.Broker
July 1999 - February 2002 · 2 yrs 7 mos
State Registrations14 states
FLGAIDILLAMDMNMSNYORPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Donald Abaunza - Financial Advisor | TrueAdvisor