Donald Abaunza is a registered investment advisor, based in Harvey, LA, with 27 years of industry experience. Donald is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1855 Manhattan Blvd, Harvey, LA, 70058
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Regulatory History (2)
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Customer Dispute
January 2026Settled
Customer Dispute
November 2010Denied
Other Business Activities
Donald is a board member for De La Salle High School, reviewing policies and procedures, dedicating minimal time. Donald also owns HBR Properties LLC, a rental property business.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
August 2022 - Present · 4 yrs 2 mos
Cetera Investment Advisers LLC
August 2022 - Present · 4 yrs 2 mos
Previous Registrations
Hancock Whitney Investment Services INC.
February 2012 - August 2022 · 10 yrs 6 mos
Hancock Whitney Investment Services INC.Broker
February 2012 - August 2022 · 10 yrs 6 mos
Primevest Financial Services, INC.Broker
September 2009 - February 2012 · 2 yrs 5 mos
Primevest Financial Services, INC.
September 2009 - February 2012 · 2 yrs 5 mos
Morgan Keegan & Company, INC.Broker
February 2007 - September 2009 · 2 yrs 7 mos
Morgan Keegan & Company, INC.
February 2007 - September 2009 · 2 yrs 7 mos
Amsouth Investment Management Company LLC
May 2005 - February 2007 · 1 yr 9 mos
Amsouth Investment Services, INC.Broker
March 2004 - February 2007 · 2 yrs 11 mos
Hibernia Investments, L.L.C.Broker
February 2002 - March 2004 · 2 yrs 1 mo
Morgan Keegan & Company, INC.Broker
July 1999 - February 2002 · 2 yrs 7 mos
State Registrations14 states
FLGAIDILLAMDMNMSNYORPASCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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