DG
DG

Dilnawaz Gazdar

27 Years of Experience
Austin, TX
Broker

Dilnawaz Gazdar is a registered investment advisor at LPL Enterprise, LLC, based in Austin, TX, with 27 years of industry experience. Dilnawaz operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3039 advisors
Number of Clients
86,726 clients
Average Client Portfolio
$217K average
Assets Under Management
$18.9B

Fee Structure

LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).

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Location

3415 Greystone Drive, Suite 105, Austin, TX, 78731

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
LPL Enterprise, LLCBroker
November 2024 - Present · 1 yr 6 mos
LPL Enterprise, LLC
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Prudential Financial Planning Services
November 2017 - November 2024 · 7 yrs
Pruco Securities, LLC.Broker
September 2017 - November 2024 · 7 yrs 2 mos
VALIC Financial Advisors, INC.
September 2003 - August 2017 · 13 yrs 11 mos
VALIC Financial Advisors, INC.Broker
March 1999 - August 2017 · 18 yrs 5 mos
The Variable Annuity Marketing CompanyBroker
January 1999 - December 2001 · 2 yrs 11 mos
State Registrations11 states
CACOGAILMEMSOKORTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.