Kevin Sullivan is a registered investment advisor, based in Lombard, IL, with 19 years of industry experience.
Location
One East 22nd Street, Suite 710, Lombard, IL, 60148
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Kevin owns rental properties and Maplewood Wealth Management, LLC, which is a DBA for Cetera Business.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
October 2024 - Present · 1 yr 7 mos
Cetera Investment Advisers LLC
October 2024 - Present · 1 yr 7 mos
Previous Registrations
Wintrust Investments LLCBroker
February 2023 - November 2024 · 1 yr 9 mos
Wintrust Investments
February 2023 - November 2024 · 1 yr 9 mos
J.P. Morgan Securities LLC
October 2012 - February 2023 · 10 yrs 4 mos
J.P. Morgan Securities LLCBroker
October 2012 - February 2023 · 10 yrs 4 mos
Chase Investment Services CORP.
January 2009 - October 2012 · 3 yrs 9 mos
Chase Investment Services CORP.Broker
January 2009 - October 2012 · 3 yrs 9 mos
Chase Investment Services CORP.Broker
July 2005 - November 2005 · 4 mos
Banc One Securities CorporationBroker
July 2003 - July 2005 · 2 yrs
State Registrations6 states
FLILINMONCWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.